Anita Li

Compliance Manager

Anita Li Photo

Ms. Li serves as compliance manager for Penn Mutual Asset Management. Anita is responsible for assisting in the design and implementation of the compliance program of the Adviser and the proprietary fund complex, Penn Series Funds, Inc.

Anita joined Penn Mutual in 2014, where she has primarily supported the compliance program of their affiliate broker-dealer and registered investment adviser, Hornor, Townsend & Kent, LLC (HTK). In addition, she has contributed to various Penn Mutual initiatives to support the Ethics & Compliance team. Prior to Penn Mutual, Anita was employed with National Planning Corporation as a compliance officer overseeing various compliance functions. Anita has 25 years of experience in financial services and nearly 20 years of experience in compliance.

Anita is a graduate of George Mason University where she earned a Bachelor of Science degree in Finance. She holds Series 7, 24 and 66 licenses with FINRA.