Yu Jin Kim

Compliance Manager

Yu Jin Kim Photo

Mr. Kim serves as compliance manager at Penn Mutual Asset Management. Yu Jin is responsible for assisting the chief compliance officer in the design and implementation of the compliance program of the Adviser and the proprietary fund complex, Penn Series Funds, Inc.

Yu Jin also serves as the Code of Ethics Administrator for the Adviser and the Penn Series Funds, and works closely with portfolio managers, investment specialists, operations professionals, regulators, key strategic partners/service providers and internal and external auditors.   

Prior to joining Penn Mutual Asset Management in January 2015, Yu Jin served as a senior compliance analyst for Penn Mutual and Hornor, Townsend and Kent, Inc., a wholly owned broker dealer subsidiary of Penn Mutual. Prior to joining Penn Mutual, Yu Jin was employed at MetLife.        

Yu Jin earned a Bachelor of Science degree in Computer and Information Science from the University of Maryland University College. He also earned a Master of Business Administration degree from Drexel University. Yu Jin is a Certified Fraud Examiner (CFE) and holds Series 7, 24 and 66 licenses with FINRA.